DECEMBER 15, 2007
VOLUME 4 NO. 20

POLICY & POLITICS
ASK THE HEALTH LAWYER BY LONNY ROSEN

Should I share my patients' records or
should I keep mum?


Dear Health Lawyer
I am the medical director for a mental health agency that serves children. One of our clients was made a ward of the Children's Aid Society at the age of 13. She received services from us at the age of 15, but left our program. Shortly thereafter, she died as a result of an overdose. The girl's birth mother has now requested her medical records, saying that she is the next of kin. At the time of her death, the girl's legal guardian was the Children's Aid Society. Who's entitled to the records?

— Trying to stay out of trouble

Dear Trying
In the case of a person who has died, it's the trustee for her estate, rather than her parent or guardian at the time of her death, who is entitled to obtain copies of the medical records and other personal health information.

It's most likely that the mother will be appointed estate trustee, but you can not be sure of this. Therefore it's best to politely explain to the mother that she must "jump through this hoop" and officially become trustee for her daughter's estate, before she can obtain the daughter's records.

Dear Health Lawyer
I specialize in weight-loss treatment for obese patients and have developed my own protocol for helping patients lose weight. A patient — who did not comply with my protocol — made a complaint to the College alleging that I'm incompetent and my protocol does not work! I plan to respond to the complaint by sending the College charts respecting 30 or so of my success stories to prove that my protocol works. Do I need to obtain patients' consent to send their charts to the College to show that I know what I'm doing?

— Know what I'm doing

Dear Know
To answer your question, I'll remind you that privacy law does not permit you to share your patients' personal health information without their consent — even with the College. However, I would be terribly remiss if I simply answered this question, because it is important that I share with you two important lessons for dealings with the College:

First, never respond to a complaint without a lawyer's input. No matter how minor or innocuous the complaint may seem, a lawyer experienced in College matters can help you to avoid unintentionally making a statement or admission that could result in major problems with the complainant (who will see your response) or the College.

Second, by providing the College with medical records that they did not request, you may unnecessarily be risking further College proceedings. That is what happened to a veterinarian in Ontario who responded to a complaint of incompetence by producing additional medical records to show his competence. The result? He faced disciplinary proceedings resulting from both the original complaint and from the College's concerns about the additional charts he submitted. When the veterinarian sought the court's intervention, the Ontario Divisional Court ruled that the College "could not turn a blind eye to matters disclosed by the records."

An experienced health law counsel would not likely have allowed the professional to expose himself to the risk of further proceedings, even if the doctor "knew what he was doing."

 

Each month Lonny J Rosen, a partner in the Health Law Group at Gardiner Roberts LLP, will answer your burning medical-legal questions. Got a question for Lonny? Send it by email to health_lawyer@nationalreviewofmedicine.com or by fax to 514-397-0228

This column is intended to convey brief and general information and does not constitute legal advice. Readers are encouraged to speak with legal counsel to understand how the general issues discussed in this column apply to their particular circumstances.


http://www.ontariohealthlaw.com

 

 

back to top of page

 

 

 

 
 
© Parkhurst Publishing Privacy Statement
Legal Terms of Use
Site created by Spin Design T. (514) 995-4398